Archive for October 17th, 2008
Come Hobnob With Top SEC Staffers and Commissioners
By David Feldman at 17 October, 2008, 9:37 am
Got the following email from a friend in the American Bar Association’s Section of Business Law about an important upcoming conference (I added a little):
The SEC has posted its on-line registration form to participate in the 27th Annual SEC Government-Business Forum on Small Business Capital Formation to be held this year on Thursday, November 20, [...]
Back to business? Whither Rule 144(i) Relief?
By David Feldman at 17 October, 2008, 9:34 am
I got a number of calls yesterday that reminded me of the Monday following the terrorist attacks on Tuesday, September 11, 2001. That was the day that clients called and said to us, basically, “Get back to work and finish that deal.”
At least three different projects that were on hold for the last few weeks [...]
